Digital Transformation in the Financial Sector
FollowFollow Success and change in the financial industry have always been driven by three major forces: client demands, business competition, and innovation. With the advent of the internet, these pressures increased dramatically as clients and customers demanded...
OpsCheck Spotlights Covid Needs: Data Security (6/6)
FollowFollow After five months of review, the SECΓÇÖs Office of Compliance Inspections and Examinations (OCIE) has released a Risk Alert regarding compliance and process protocols during the era of COVID-19. As the pandemic continues, investment management firms have...
OpsCheck Spotlights Covid Needs: Investor Asset Protection (1/6)
FollowFollow After five months of review, the SEC’s Office of Compliance Inspections and Examinations (OCIE) has released a Risk Alert regarding compliance and process protocols during the era of COVID-19. As the pandemic continues, investment management firms...
How to Scale Your Consulting Business?
FollowFollow Business growth can take on many different metrics that contribute to the success of a business. You may want to increase your client base, sell more products or services, innovate new products, or simply make more revenue. Your metrics for success will...
Document and Process Management Elevate Asset Management Firms
FollowFollow Once upon a time, a ΓÇ£paper trailΓÇ¥ meant just thatΓÇöa comprehensive record of a process, its implementation, the results and the letters and reports that supported and analyzed themΓÇöall on paper. Today, of course, the means for archiving data and...