OpsCheck SOC 2 audit furthers its commitment to security as it advances workflow software for investment managers
NEW YORK—March 28, 2023 — OpsCheck, the leader in workflow software for investment management announced the successful completion of its Type 1 SOC 2 audit as it enhances financial and investment firms’ control and oversight of the operational infrastructure.
The SOC 2 audit was conducted by A-LIGN, a compliance partner for more than 2,500 global organizations, helping them mitigate cybersecurity risks.
“OpsCheck is workflow management software for and by investment management leaders,” said Frank Caccio, Chief Executive Officer at OpsCheck. “Your team deserves workflows that are streamlined and adhere to your culture and differentiation. Investment management is a high stakes world, and we’re built for the workflows that define leadership in that world.”
Established by the American Institute of Certified Public Accountants (AICPA), the SOC 2 examination is designed for organizations of any size, regardless of industry and scope, to ensure the personal assets of their potential and existing customers are protected. SOC 2 reports are recognized globally and affirm that a company’s infrastructure, software, people, data, policies, procedures and operations have been formally reviewed.
“A SOC 2 audit is a statement about an organization’s commitment to protecting their information.” said Stephanie Oyler-Rankin, SOC Practice Lead at A-LIGN. “As a trusted third-party assessment firm, A-LIGN independently evaluates client data processes and procedures, governance on internal controls and security posture. OpsCheck’s SOC 2 report validates its commitment to data security and protection, as well as compliance with critical standards to mitigate cybersecurity threats.”
Investment managers and financial services leaders demand cutting-edge task tracking, workflow analysis, and process oversight capabilities. Meeting this demand, OpsCheck includes highly customizable dashboards, flexible reporting functions, and enhanced collaboration tools. It delivers an efficient internal management tool for firms at all stages of the alts lifecycle and meets the external reporting demands of today’s clients and an expanding regulatory environment.
OpsCheck scales, tracks, monitors and documents every process, project, and workflow within a private capital or private markets organization, ensuring complete execution on deadline. OpsCheck enables demonstrated operational excellence meeting or exceeding the standards set by auditors, regulators and clients through transparency, detailed task ownership, documentation, and task-specific context. Founded by Frank Caccio, former Head of Global Operations for Tiger Management and Highbridge Capital, and COO for multiple hedge funds, OpsCheck consolidates contemporary workflow management best practices to reinforce and scale your operations success.
A-LIGN uniquely delivers a single-provider approach as a licensed SOC 1 and SOC 2 Assessor, accredited ISO 27001, ISO 27701 and ISO 22301 Certification Body, HITRUST CSF Assessor firm, accredited FedRAMP 3PAO, candidate CMMC C3PAO, and Qualified Security Assessor Company. A-LIGN ASSURANCE is a licensed certified public accounting firm registered as Price and Associates CPAs, LLC. A-LIGN may refer to the entities of both A-LIGN and A-LIGN ASSURANCE collectively as A-LIGN. For more information, visit www.A-LIGN.com.
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