Conflicts of Interest in Asset Management

by Petr Loginov | May 6, 2020 | Compliance Management

FollowFollow Conflicts of interest can destroy trust in an asset management firm quickly. InvestorΓÇÖs interests should always come first, and even the appearance of a conflict of interest on the managerΓÇÖs part can raise concerns about transparency and trust. ...

How to Build an Effective Compliance Program?

by Petr Loginov | May 1, 2020 | Compliance Management, Operational Risk Management

FollowFollow From small boutiques to global giants, all financial management firms utilize third-party services to perform vital functions. Be it data providers like Bloomberg or risk control modules from lone independents, these outside vendors have become a seamless...

Third-Party Security for Financial Management

by Petr Loginov | Mar 31, 2020 | Compliance Management

FollowFollow From small boutiques to global giants, all financial management firms utilize third-party services to perform vital functions. Be it data providers like Bloomberg or risk control modules from lone independents, outside vendors have become a seamless part...