How to Get Better Control of Your Asset Management

by Petr Loginov | Oct 3, 2020 | SaaS Project Management

FollowFollow As the Covid-19 crisis continues, maintaining operational control and oversight has become more critical than ever for asset management firms. With staff spread over multiple locations or working remotely, there must be a heightened sensitivity to...

OpsCheck Spotlights Covid Needs: Data Security (6/6)

by Petr Loginov | Oct 3, 2020 | Digital Asset Management

FollowFollow After five months of review, the SECΓÇÖs Office of Compliance Inspections and Examinations (OCIE) has released a Risk Alert regarding compliance and process protocols during the era of COVID-19. As the pandemic continues, investment management firms have...

OpsCheck Spotlights Covid Needs: Business Continuity (5/6)

by Petr Loginov | Oct 3, 2020 | Operational Risk Management

FollowFollow After five months of review, the SECΓÇÖs Office of Compliance Inspections and Examinations (OCIE) has released a Risk Alert regarding compliance and process protocols during the era of COVID-19. As the pandemic continues, investment management firms have...

OpsCheck Spotlights Covid Needs: Investment Fraud (4/6)

by Petr Loginov | Oct 3, 2020 | Investment Firms

FollowFollow After five months of review, the SECΓÇÖs Office of Compliance Inspections and Examinations (OCIE) has released a Risk Alert regarding compliance and process protocols during the era of COVID-19. As the pandemic continues, investment management firms have...

OpsCheck Spotlights Covid Needs: Fees, Costs, Financial Transactions (3/6)

by Petr Loginov | Oct 3, 2020 | Compliance Management

FollowFollow After five months of review, the SECΓÇÖs Office of Compliance Inspections and Examinations (OCIE) has released a Risk Alert regarding compliance and process protocols during the era of COVID-19. As the pandemic continues, investment management firms have...